For Advisors

Seventy2 Capital is a home for advisors seeking freedom and control over their destiny. We have a proven track record of helping financial advisors accelerate the growth of their business. You know best what your clients need. We provide the resources and opportunity to help you succeed. Contact us to learn more.

We Will Help You Grow
Enhanced Client Experience
Robust Marketing Program
Increased Compensation
Dedicated Investment Support
Dedicated Investment Support
  • PIM Models
  • Investment Committee
  • Credentials (e.g. CFP®, CIMA®, CFA Level II)
  • Product Specialists
Enhanced Client Experience
  • Client-centric culture and resources. VP of Client Relations, CFP® and client service associate
  • Seamless Transition
  • Educational Events And Seminar
  • Concierge Services
  • Regular Market Update
Robust Marketing Program
  • Firm Branded Collateral {e.g. pitchbook, one pager, website, quarterly newsletter, apparel and swag}
  • Social Media Program {e.g. LinkedIn, Website SEO, Facebook}
  • Educational Events And Seminars
  • Center Of Influence (COI) Networking
  • Public Relations Strategy/Thought Leadership Content
  • Semester and Summer Intern Program
  • Community Involvement {e.g. sponsorships, support}
  • Access To Event Space
Increased Compensation
  • Higher Grid
  • Flexible Pay Structure
  • Own Your Own Practice/book
  • Opportunity For Equity Participation

Let Us Do The Work For You

We help make the transition easy and smooth for both you and your clients.

  1. Office Space: Provide dedicated furnished offices and workspaces including securing new office space
  2. Technology: Coordinate with approved, third-party providers for all your technology needs both on-site and remote
  3. Compliance: Manage all licensing and regulatory requirements
  4. Business Continuity Planning: Maintain an orderly transition plan in accordance with fiduciary best practices in the event of business disruption
  5. Communications: Provide firm-branded collateral and welcome package to notify clients and the public
  6. Succession Planning: Help build the value and monetize your practice for an exit on your terms

Case Study: Advisor Makes the Move to Independence

Advisor
14 Year Veteran in the industry at a well-known wirehouse

Wirehouses have, at times, become increasingly complex and bureaucratic, potentially hindering an advisors ability to serve a client’s individual needs. At times, an advisor’s ability to grow their book of business has become harder due to limited branch resources, politics, and compliance requirements. The role of an advisor is changing with more emphasis put on selling bank products rather than providing independent investment advice. The opportunity and incentives to form a team with other advisors are lacking at big firms.

OUR SOLUTION
FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals
FINRA’s BrokerCheck Obtain more information about our firm and its financial professionals