FOR CLIENTS

At Seventy2 Capital you’ll get the help from a financial advisor you can trust to customize a strategy that is designed to meet your needs and wishes, regardless of your stage in life or the complexity of your individual circumstances.

Our Services f0r Affluent Individuals & Families

Wealth Management

  • Focus on After-Tax Investment Returns*
  • Tax Sensitive Investing*
  • Comprehensive Growth Strategies

Education Planning

  • 529 Plans
  • Education Savings Pans

Investment Planning

  • Retirement
  • Estate*
  • Education
  • Charitable Giving
  • Tax Mitigation*
  • Insurance Coverage Analysis**
  • Asset and Liability Review

Estate Planning Strategies*

  • Charitable Giving
  • Insurance**
  • Trust Services***

Retirement Planning

  • Employee Retirement Plans (e.g. 401(k), 403(b))
  • Individual Retirement Accounts (IRAs)
  • Income Replacement Strategies
  • Transition Planning

Investment Products

  • Annuities
  • Certificates of Deposit
  • Commodities
  • Equities / Stocks
  • Exchange-Traded Funds (ETFs)
  • Exchange-Traded Products (ETPs)
  • Fixed-Income / Bonds
  • Managed Futures
  • Money Market Funds
  • Registered Options Principal Review
  • Unit Investment Trusts

Alternative Investments

  • Charitable Gift Funds
  • Exchange Funds
  • Hedge Funds
  • Managed Futures
  • Offshore Investments
  • Private Equity
  • REITs

Our Services for Executives:

Wealth Management

  • Focus on After-Tax Investment Returns*
  • Tax Sensitive Investing*
  • Comprehensive Growth Strategies

Executive Stock Planning / Compensation

  • 10b5-1 Planning & Execution
  • Rule 144 Trading
  • Exchange Fund Access
  • Diversification Strategies
  • Risk Management

Education Planning

  • 529 Plans
  • Education Savings Pans

Investment Planning

  • Retirement
  • Estate*
  • Education
  • Charitable Giving
  • Tax Mitigation*
  • Insurance Coverage Analysis**
  • Asset and Liability Review

Estate Planning Strategies*

  • Charitable Giving
  • Insurance**
  • Trust Services***

Retirement Planning

  • Employee Retirement Plans (e.g. 401(k), 403(b))
  • Individual Retirement Accounts (IRAs)
  • Income Replacement Strategies
  • Transition Planning

Investment Products

  • Annuities
  • Certificates of Deposit
  • Commodities
  • Equities / Stocks
  • Exchange-Traded Funds (ETFs)
  • Exchange-Traded Products (ETPs)
  • Fixed-Income / Bonds
  • Managed Futures
  • Money Market Funds
  • Registered Options Principal Review
  • Unit Investment Trusts

Alternative Investments

  • Charitable Gift Funds
  • Exchange Funds
  • Hedge Funds
  • Managed Futures
  • Offshore Investments
  • Private Equity
  • REITs

Our Services for Business Owners:

Wealth Management

  • Focus on After-Tax Investment Returns*
  • Tax Sensitive Investing*
  • Comprehensive Growth Strategies

Corporate & Non-profit Retirement Plans

  • 401(k) /403(b) / 457 Plan Design
  • Employee and Executive Benefits Analysis
  • Creative Deferred Compensation Solutions
  • Fiduciary Training & Education
  • Employee Education & Engagement
  • Investment Policy Statements

Investment Planning

  • Retirement
  • Estate*
  • Education
  • Charitable Giving
  • Tax Mitigation*
  • Insurance Coverage Analysis**
  • Asset and Liability Review

Estate Planning Strategies*

  • Charitable Giving
  • Insurance**
  • Trust Services***

Retirement Planning

  • Employee Retirement Plans (e.g. 401(k), 403(b))
  • Individual Retirement Accounts (IRAs)
  • Income Replacement Strategies
  • Transition Planning

Investment Products

  • Annuities
  • Certificates of Deposit
  • Commodities
  • Equities / Stocks
  • Exchange-Traded Funds (ETFs)
  • Exchange-Traded Products (ETPs)
  • Fixed-Income / Bonds
  • Managed Futures
  • Money Market Funds
  • Registered Options Principal Review
  • Unit Investment Trusts

Alternative Investments

  • Charitable Gift Funds
  • Exchange Funds
  • Hedge Funds
  • Managed Futures
  • Offshore Investments
  • Private Equity
  • REITs

Our Services for Retirees:

Wealth Management

  • Focus on After-Tax Investment Returns*
  • Tax Sensitive Investing*
  • Comprehensive Growth Strategies

Education Planning

  • 529 Plans
  • Education Savings Plans

Investment Planning

  • Retirement
  • Estate*
  • Education
  • Charitable Giving
  • Tax Mitigation*
  • Insurance Coverage Analysis**
  • Asset and Liability Review

Estate Planning Strategies*

  • Charitable Giving
  • Insurance**
  • Trust Services***

Retirement Planning

  • Employee Retirement Plans (e.g. 401(k), 403(b))
  • Individual Retirement Accounts (IRAs)
  • Income Replacement Strategies
  • Transition Planning

Investment Products

  • Annuities
  • Certificates of Deposit
  • Commodities
  • Equities / Stocks
  • Exchange-Traded Funds (ETFs)
  • Exchange-Traded Products (ETPs)
  • Fixed-Income / Bonds
  • Managed Futures
  • Money Market Funds
  • Registered Options Principal Review
  • Unit Investment Trusts

Alternative Investments

  • Charitable Gift Funds
  • Exchange Funds
  • Hedge Funds
  • Managed Futures
  • Offshore Investments
  • Private Equity
  • REITs

We work with you to find creative strategies to close the gap. Based on your needs we can help redesign the retirement plan, investment offering, risk management process, and education process. If needed, we facilitate the process to find and transfer your plan to a new service provider.

Wealth Management

  • To gain a greater understanding of your Fiduciary responsibilities.
  • Manage and monitor your 401(k) Plan investment options.
  • To develop and support an employee education program to help your employees retire successfully.

Our Focus

  • Help protect You as a Plan Fiduciary and Support Your Business Goals.
  • Enhance Your Plan’s Investment Options beginning with a well-crafted Investment Policy Statement (IPS).
  • Improve Employees’ Retirement Readiness through Education and Personalized Planning.

Corporate/Non-profit Retirement Plans

  • 401 (k) Plan Design
  • Employee and Executive Benefits Review
  • Deferred Compensation

Executive Compensation/Stock Planning

  • 10b5-1 Planning & Execution
  • 10b5-1 Planning & Execution
  • Exchange Fund Access
  • Diversification Strategies
  • Risk Management

Investment Products

  • Annuities
  • Certificates of Deposit
  • Commodities
  • Equities / Stocks
  • Exchange-Traded Funds (ETFs)
  • Exchange-Traded Products (ETPs)
  • Fixed-Income / Bonds
  • Managed Futures
  • Money Market Funds
  • Registered Options Principal Review
  • Unit Investment Trusts

Alternative Investments

  • Charitable Gift Funds
  • Exchange Funds
  • Hedge Funds
  • Managed Futures
  • Offshore Investments
  • Private Equity
  • REITs

RESPONSIBLE INVESTING

At Seventy2 Capital, we believe in investing responsibly and for positive social impact.

Value Creation

Investing with an impact lens, i.e. considering environmental, social and governance (ESG) factors, may help enable investors to spot companies with a superior capacity for long-term value creation.

Values Alignment

With the growing awareness of climate change, clean energy, and the benefits of social inclusion, workplace fairness and community development are we believe there has been an increased interest in values-aligned investment among investors.

The information contained herein constitutes general information and is not directed to, designed for, or individually tailored to, any particular investor or potential investor. It is not intended to be a client-specific suitability analysis or a recommendation to invest in any particular fund or investment strategy. Pursuant to Missouri regulation, the provision of investment advice, products and management to Missouri clients based on environmental, social, governance (ESG) or other values-based nonfinancial factors requires certain disclosures and a written client consent. Consequently, investment advice relating to ESG-focused investment products and services, including those referenced above, will not be provided to Missouri residents unless the residents provide the applicable written consent.



* This information is made available with the understanding that Wells Fargo Advisors Financial Network and its affiliates are not engaged in rendering legal, accounting or tax advice. Any discussion of taxes represents general information and is not intended to be, nor should it be construed to be, legal or tax advice. Tax laws or regulations are subject to change at any time and can have a substantial impact on an actual client situation. Seventy2 Capital will be happy to coordinate with your tax and legal professionals.

** Insurance products are available through non-bank insurance agency affiliates of Wells Fargo & Company and underwritten by non-affiliated Insurance Companies. Not available in all states.

*** Trust services available through banking and trust affiliates in addition to non-affiliated companies of Wells Fargo Advisors. Wells Fargo Advisors and its affiliates do not provide legal or tax advice. Any estate plan should be reviewed by an attorney who specializes in estate planning and is licensed to practice law in your state.

An investment’s social policy could cause it to forgo opportunities to gain exposure to certain industries, companies, sectors or regions of the economy which could cause it to underperform similar portfolios that do not have a social policy. There is no guarantee that any investment strategy will be successful. Risks associated with investing in Environmental, Social, and Governance (ESG)-related strategies can also include a lack of consistency in approach and a lack of transparency in manager methodologies. Some ESG investments may be dependent on government tax incentives and subsidies and on political support for certain environmental technologies and companies. There may also be challenges such as a limited number of issuers and the lack of a robust secondary market. There are many factors to consider when choosing an investment portfolio and ESG data is only one of those components. Investors should not place undue reliance on ESG principles when selecting an investment.