
As a Compliance Manager at Seventy2 Capital, Kristina strives to protect the practice and our clients. She understands the rules and regulations within the brokerage industry and works with the practice to help them mitigate risk. She assists our advisors in understanding the compliance rules as well as working with the Marketing team to ensure all content published from the company meets requirements.
Prior to joining Seventy2 Capital, Kristina worked as a client service associate with SunTrust Bank and Merrill Lynch. She has over nine years of experience in the financial services industry including client facing roles, relationship management, risk management, supervision, change management, and work driving firm initiatives.
Kristina earned her bachelors degree in Business Administration with a concentration in Finance from Middle Tennessee State University. Outside of the office, she enjoys spending time with family and playing tennis.
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